A company’s benefits plan is a valuable tool in the recruitment and retention of employees. An important piece of that puzzle is the retirement plan. Our advisors, along with our retirement plan specialists, can help establish a retirement plan for your company that addresses both the needs of the company and its employees. We can also review your existing plan to ensure you have an appropriate plan design, your costs are reasonable, and that your fiduciary requirements are being met.

Through our consultative approach, we can address all aspects of your retirement plan and provide objective advice. Our services include:

Plan Design Consulting

• Design a plan customized to the needs of your organization
• Ongoing Plan Design Review and Analysis
• Work with Unbundled or Bundled Providers
• Relationships with local Third Party Administrators

Fiduciary Guidance

• Development of Investment Policy Statement
• ERISA 404(a) and 404(c) Compliance Guidance
• Fiduciary Review of Plan Sponsor’s Files

Provider Review/Benchmarking

• Plan/Platform Reviews
• Full disclosure of all fees and compensation
• Unbiased provider search through full RFP process
• Comprehensive analysis and comparison of providers

Investment Selection and Monitoring

• Plan Review Meetings with Investment Committee
• Ongoing Fund Monitoring and Reporting

Employee Communications

• Enrollment Meetings
• Group Education Meeting
• One-on-One Individual Investment Meetings/Private Consultations

We work with virtually all carriers in the retirement plan market and with a wide variety of plan types, such as 401(k), Profit Sharing, 403(b), 457, Defined Benefit, Deferred Compensation, Cash Balance, SEP, SIMPLE IRA, and ESOP.

• Product and Service Offering:
• Financial Planning
• Investment Management
• Retirement Services